Three levels, and what each one actually asks of you
The level is set by the solicitation, not chosen by you. It decides which data the assessment covers, which standard applies, and who does the checking.
| Level | Requirements | Standard | Data covered | Who assesses |
|---|---|---|---|---|
| Level 1 | 15 FAR requirements, assessed as 17 practices | FAR 52.204-21 | Federal contract information only. No CUI. | Annual self-assessment, with an affirmation from a senior official in SPRS. |
| Level 2 | 110 requirements | NIST SP 800-171 Rev. 2 | CUI, including covered defense information and controlled technical information. | Either a self-assessment or a C3PAO assessment every three years, depending on what the contract specifies. |
| Level 3 | 110 plus 24 selected requirements from 800-172 | NIST SP 800-171 Rev. 2 plus selected NIST SP 800-172 | CUI on programs judged to face advanced persistent threats. | DIBCAC assessment, and Level 2 certification is a prerequisite. |
The Level 1 practices
FAR 52.204-21 lists fifteen basic safeguarding requirements. CMMC assesses them as these seventeen practices drawn from NIST SP 800-171, which is why you will see both numbers. Every one of them is also part of Level 2.
- 3.1.1 Know who and what is allowed on your systems
- 3.1.2 Limit what each person can do once inside
- 3.1.20 Verify and limit outside systems
- 3.1.22 Review what goes on public sites
- 3.5.1 Give every user, process, and device an identity
- 3.5.2 Prove those identities
- 3.8.3 Destroy or wipe media properly
- 3.10.1 Limit physical access
- 3.10.3 Escort visitors
- 3.10.4 Keep physical access logs
- 3.10.5 Manage keys and badges
- 3.13.1 Guard your boundaries
- 3.13.5 Put public services in their own subnet
- 3.14.1 Find and fix flaws on a clock
- 3.14.2 Run malware protection
- 3.14.4 Keep malware definitions current
- 3.14.5 Scan on schedule and in real time
A note on Level 3
Level 3 builds on a Level 2 certification and adds selected requirements from NIST SP 800-172. Those additional requirements are not reproduced on this site; only the 110 Rev. 2 requirements are.
For the rule that establishes the levels, see the crosswalk. For what the Phase 2 suspension changed about assessments, see the suspension page.